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Regulation. Simply!
Banking Timelines
The Buy-Side
The Sell-Side
Thoughts
About Us
1. Alternate Investment Funds [Hedge Funds] are subject to authorisation and registration requirements
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2. Reporting Rules to monitor systemic risks
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3. Rules to monitor leverage and concentration risks
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4. Delegation Rules
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5. Valuation Rules
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6. Remuneration Rules
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7. Risk & Liquidity Management Rules
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8. Depository & Segregation of Client Assets
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9. Disclosure to Investors
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10. Rules for Investing in Private Equity / Non-listed investments
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11. Passporting for Alternative Investment Funds [EU / Non-EU]
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